Compliance Auditor - #1794323
Seventeen Group Limited
Role - Auditor Commercial InsuranceLocation Flexible between James Hallam offices/Remote ConsideredSalary Dependant on ExperienceAbout the CompanyJames Hallam are a leading independent Insurance Broker in the UK and have been operating for over 40 years. We are a family business and our family heritage lies at the heart of how we work. We invest time in all our relationships including our own people.
The RoleAs an auditor, you would be responsible for reviewing client files to ensure compliance with FCA requirements, company procedures and that we are providing our clients with the best outcome. This is a full-time role that would suit someone with existing commercial insurance experience. Key Duties & ResponsibilitiesMaintain a quality audit process of client files.
Prepare and report feedback to team managers monthly. Develop good working relationships with managers. Maintain records of audits.
Produce monthly reports to Manager. Carry out file audits at a high level in line with FCA Requirements. Assist the team with shared responsibility for achievement of the required number of monthly audits.
Ensure that you always operate within the Divisions systems, policies, and procedures. Liaise with Manager to plan resource and achievement towards required audit levels. Provide feedback to Manager on effectiveness of the audit process.
Carry out training for trading teams on the audit process. Carrying out checks for claims payments (claims experience not required). What were looking for:A minimum of 2 years commercial broking/insurance experience
Good technical knowledge in commercial insurance including but not limited to, commercial property, motor fleet, professional indemnity, commercial combined
Knowledge of FCA requirements for Insurance BrokersOrganisedSelf-motivated and able to work independentlyA high level of attention to detail
Excellent interpersonal and communication skills
Acturis experience is preferable
Cert CII or above is preferable
Benefits:Company Pension SchemeGroup Income ProtectionVoluntary Private Medical Health InsuranceExam RewardsEye TestsJBRP1_UKTJ
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