Group Compliance Officer - Glasgow - #2074726

 Looking to take the next step in your compliance career and gain exposure across multiple areas of a growing financial services business?
 
If you’re someone who enjoys variety, ownership, and making a tangible impact—this could be the role for you.
 
Responsibilities include:

• Supporting compliance processes, controls and internal reporting
• Handling customer complaints and driving fair outcomes
• Managing adviser onboarding and certification requirements
• Maintaining compliance registers and records
• Investigating financial crime alerts and supporting escalations
• Reviewing financial promotions with internal teams
• Assisting with regulatory reporting and data protection tasks

 
Requirements:

• Experience in compliance, risk or financial crime within financial services
• Understanding of regulatory frameworks and customer outcomes
• Exposure to AML, complaints, adviser oversight and reviewing financial promotions
• Strong attention to detail and stakeholder communication skills
• Diploma Level 4 (or working towards)

 
If you’re ready to grow your compliance career and gain exposure across a wide range of responsibilities, apply now or reach out for a confidential chat.